PEP 531 – Existence checking operators
- Existence checking operators
- Nick Coghlan <ncoghlan at gmail.com>
- Standards Track
- PEP Withdrawal
- Relationship with other PEPs
- Risks and concerns
- Design Discussion
Inspired by PEP 505 and the related discussions, this PEP proposes the addition of two new control flow operators to Python:
- Existence-checking precondition (“exists-then”):
expr1 ?then expr2
- Existence-checking fallback (“exists-else”):
expr1 ?else expr2
as well as the following abbreviations for common existence checking expressions and statements:
- Existence-checking attribute access:
obj ?then obj.attr)
- Existence-checking subscripting:
obj ?then obj[expr])
- Existence-checking assignment:
value ?= expr(for
value = value ?else expr)
? symbol in these new operator definitions indicates that they
use a new “existence checking” protocol rather than the established
truth-checking protocol used by if statements, while loops, comprehensions,
generator expressions, conditional expressions, logical conjunction, and
This new protocol would be made available as
operator.exists, with the
- types can define a new
__exists__magic method (Python) or
tp_existsslot (C) to override the default behaviour. This optional method has the same signature and possible return values as
decimal.Decimalwill override the existence check such that
Falseand other values (including zero values) return
- for any other type,
operator.exists(obj)returns True by default. Most importantly, values that evaluate to False in a truth checking context (zeroes, empty containers) will still evaluate to True in an existence checking context
When posting this PEP for discussion on python-ideas , I asked reviewers to consider 3 high level design questions before moving on to considering the specifics of this particular syntactic proposal:
1. Do we collectively agree that “existence checking” is a useful general concept that exists in software development and is distinct from the concept of “truth checking”? 2. Do we collectively agree that the Python ecosystem would benefit from an existence checking protocol that permits generalisation of algorithms (especially short circuiting ones) across different “data missing” indicators, including those defined in the language definition, the standard library, and custom user code? 3. Do we collectively agree that it would be easier to use such a protocol effectively if existence-checking equivalents to the truth-checking “and” and “or” control flow operators were available?
While the answers to the first question were generally positive, it quickly became clear that the answer to the second question is “No”.
Steven D’Aprano articulated the counter-argument well in , but the general idea is that when checking for “missing data” sentinels, we’re almost always looking for a specific sentinel value, rather than any sentinel value.
NotImplemented exists, for example, due to
None being a potentially
legitimate result from overloaded arithmetic operators and exception
handling imposing too much runtime overhead to be useful for operand coercion.
Ellipsis exists for multi-dimensional slicing support due to
None already have another meaning in a slicing context (indicating the use
of the default start or stop indices, or the default step size).
In mathematics, the value of
NaN is that programmatically it behaves
like a normal value of its type (e.g. exposing all the usual attributes and
methods), while arithmetically it behaves according to the mathematical rules
With that core design concept invalidated, the proposal as a whole doesn’t make sense, and it is accordingly withdrawn.
However, the discussion of the proposal did prompt consideration of a potential
protocol based approach to make the existing
operators more flexible  without introducing any new syntax, so I’ll be
writing that up as another possible alternative to PEP 505.
Relationship with other PEPs
While this PEP was inspired by and builds on Mark Haase’s excellent work in putting together PEP 505, it ultimately competes with that PEP due to significant differences in the specifics of the proposed syntax and semantics for the feature.
It also presents a different perspective on the rationale for the change by focusing on the benefits to existing Python users as the typical demands of application and service development activities are genuinely changing. It isn’t an accident that similar features are now appearing in multiple programming languages, and while it’s a good idea for us to learn from how other language designers are handling the problem, precedents being set elsewhere are more relevant to how we would go about tackling this problem than they are to whether or not we think it’s a problem we should address in the first place.
Existence checking expressions
An increasingly common requirement in modern software development is the need to work with “semi-structured data”: data where the structure of the data is known in advance, but pieces of it may be missing at runtime, and the software manipulating that data is expected to degrade gracefully (e.g. by omitting results that depend on the missing data) rather than failing outright.
Some particularly common cases where this issue arises are:
- handling optional application configuration settings and function parameters
- handling external service failures in distributed systems
- handling data sets that include some partial records
It is the latter two cases that are the primary motivation for this PEP - while needing to deal with optional configuration settings and parameters is a design requirement at least as old as Python itself, the rise of public cloud infrastructure, the development of software systems as collaborative networks of distributed services, and the availability of large public and private data sets for analysis means that the ability to degrade operations gracefully in the face of partial service failures or partial data availability is becoming an essential feature of modern programming environments.
At the moment, writing such software in Python can be genuinely awkward, as your code ends up littered with expressions like:
value1 = expr1.field.of.interest if expr1 is not None else None
value2 = expr2["field"]["of"]["interest"] if expr2 is not None else None
value3 = expr3 if expr3 is not None else expr4 if expr4 is not None else expr5
If these are only occasional, then expanding out to full statement forms may help improve readability, but if you have 4 or 5 of them in a row (which is a fairly common situation in data transformation pipelines), then replacing them with 16 or 20 lines of conditional logic really doesn’t help matters.
Expanding the three examples above that way hopefully helps illustrate that:
if expr1 is not None: value1 = expr1.field.of.interest else: value1 = None if expr2 is not None: value2 = expr2["field"]["of"]["interest"] else: value2 = None if expr3 is not None: value3 = expr3 else: if expr4 is not None: value3 = expr4 else: value3 = expr5
The combined impact of the proposals in this PEP is to allow the above sample expressions to instead be written as:
value1 = expr1?.field.of.interest
value2 = expr2?["field"]["of"]["interest"]
value3 = expr3 ?else expr4 ?else expr5
In these forms, almost all of the information presented to the reader is
immediately relevant to the question “What does this code do?”, while the
boilerplate code to handle missing data by passing it through to the output
or falling back to an alternative input, has shrunk to two uses of the
symbol and two uses of the
In the first two examples, the 31 character boilerplate clause
if exprN is not None else None (minimally 27 characters for a single letter
variable name) has been replaced by a single
? character, substantially
improving the signal-to-pattern-noise ratio of the lines (especially if it
encourages the use of more meaningful variable and field names rather than
making them shorter purely for the sake of expression brevity).
In the last example, two instances of the 21 character boilerplate,
if exprN is not None (minimally 17 characters) are replaced with single
characters, again substantially improving the signal-to-pattern-noise ratio.
Furthermore, each of our 5 “subexpressions of potential interest” is included exactly once, rather than 4 of them needing to be duplicated or pulled out to a named variable in order to first check if they exist.
The existence checking precondition operator is mainly defined to provide a clear conceptual basis for the existence checking attribute access and subscripting operators:
obj?.attris roughly equivalent to
obj ?then obj.attr
obj?[expr]is roughly equivalent to
obj ?then obj[expr]
The main semantic difference between the shorthand forms and their expanded equivalents is that the common subexpression to the left of the existence checking operator is evaluated only once in the shorthand form (similar to the benefit offered by augmented assignment statements).
Existence checking assignment
Existence-checking assignment is proposed as a relatively straightforward expansion of the concepts in this PEP to also cover the common configuration handling idiom:
value = value if value is not None else expensive_default()
by allowing that to instead be abbreviated as:
value ?= expensive_default()
This is mainly beneficial when the target is a subscript operation or subattribute, as even without this specific change, the PEP would still permit this idiom to be updated to:
value = value ?else expensive_default()
The main argument against adding this form is that it’s arguably ambiguous and could mean either:
value = value ?else expensive_default(); or
value = value ?then value.subfield.of.interest
The second form isn’t at all useful, but if this concern was deemed significant enough to address while still keeping the augmented assignment feature, the full keyword could be included in the syntax:
value ?else= expensive_default()
Alternatively, augmented assignment could just be dropped from the current proposal entirely and potentially reconsidered at a later date.
Existence checking protocol
The existence checking protocol is including in this proposal primarily to allow for proxy objects (e.g. local representations of remote resources) and mock objects used in testing to correctly indicate non-existence of target resources, even though the proxy or mock object itself is not None.
However, with that protocol defined, it then seems natural to expand it to
provide a type independent way of checking for
NaN values in numeric types
- at the moment you need to be aware of the exact data type you’re working with
(e.g. builtin floats, builtin complex numbers, the decimal module) and use the
appropriate operation (e.g.
Similarly, it seems reasonable to declare that the other placeholder builtin
NotImplemented, also qualify as objects that
represent the absence of data more so than they represent data.
Proposed symbolic notation
Python has historically only had one kind of implied boolean context: truth
checking, which can be invoked directly via the
bool() builtin. As this PEP
proposes a new kind of control flow operation based on existence checking rather
than truth checking, it is considered valuable to have a reminder directly
in the code when existence checking is being used rather than truth checking.
The mathematical symbol for existence assertions is U+2203 ‘THERE EXISTS’:
Accordingly, one possible approach to the syntactic additions proposed in this PEP would be to use that already defined mathematical notation:
expr1 ∃then expr2
expr1 ∃else expr2
target ∃= expr
However, there are two major problems with that approach, one practical, and one pedagogical.
The practical problem is the usual one that most keyboards don’t offer any easy way of entering mathematical symbols other than those used in basic arithmetic (even the symbols appearing in this PEP were ultimately copied & pasted from  rather than being entered directly).
The pedagogical problem is that the symbols for existence assertions (
and universal assertions (
∀) aren’t going to be familiar to most people
the way basic arithmetic operators are, so we wouldn’t actually be making the
proposed syntax easier to understand by adopting
? is one of the few remaining unused ASCII punctuation
characters in Python’s syntax, making it available as a candidate syntactic
marker for “this control flow operation is based on an existence check, not a
Taking that path would also have the advantage of aligning Python’s syntax with corresponding syntax in other languages that offer similar features.
Drawing from the existing summary in PEP 505 and the Wikipedia articles on the “safe navigation operator  and the “null coalescing operator” , we see:
?.existence checking attribute access syntax precisely aligns with:
- the “safe navigation” attribute access operator in C# (
- the “optional chaining” operator in Swift (
- the “safe navigation” attribute access operator in Groovy (
- the “conditional member access” operator in Dart (
- the “safe navigation” attribute access operator in C# (
?existence checking attribute access syntax precisely aligns with:
- the “safe navigation” subscript operator in C# (
- the “optional subscript” operator in Swift (
- the “safe navigation” subscript operator in C# (
?elseexistence checking fallback syntax semantically aligns with:
- the “null-coalescing” operator in C# (
- the “null-coalescing” operator in PHP (
- the “nil-coalescing” operator in Swift (
- the “null-coalescing” operator in C# (
To be clear, these aren’t the only spelling of these operators used in other
languages, but they’re the most common ones, and the
? symbol is the most
common syntactic marker by far (presumably prompted by the use of
introduce the “then” clause in C-style conditional expressions, which many
of these languages also offer).
Given the symbolic marker
?, it would be syntactically unambiguous to spell
the existence checking precondition and fallback operations using the same
keywords as their truth checking counterparts:
expr1 ?and expr2(instead of
expr1 ?then expr2)
expr1 ?or expr2(instead of
expr1 ?else expr2)
However, while syntactically unambiguous when written, this approach makes the code incredibly hard to pronounce (What’s the pronunciation of “?”?) and also hard to describe (given reused keywords, there’s no obvious shorthand terms for “existence checking precondition (?and)” and “existence checking fallback (?or)” that would distinguish them from “logical conjunction (and)” and “logical disjunction (or)”).
We could try to encourage folks to pronounce the
? symbol as “exists”,
making the shorthand names the “exists-and expression” and the
“exists-or expression”, but there’d be no way of guessing those names purely
from seeing them written in a piece of code.
Instead, this PEP takes advantage of the proposed symbolic syntax to introduce
a new keyword (
?then) and borrow an existing one (
?else) in a way
that allows people to refer to “then expressions” and “else expressions”
These keywords also align well with the conditional expressions that are semantically equivalent to the proposed expressions.
expr1 ?else expr2 is equivalent to:
_lhs_result = expr1 _lhs_result if operator.exists(_lhs_result) else expr2
Here the parallel is clear, since the
else expr2 appears at the end of
both the abbreviated and expanded forms.
expr1 ?then expr2 is equivalent to:
_lhs_result = expr1 expr2 if operator.exists(_lhs_result) else _lhs_result
Here the parallel isn’t as immediately obvious due to Python’s traditionally
anonymous “then” clauses (introduced by
if statements and suffixed
if in conditional expressions), but it’s still reasonably clear as long
as you’re already familiar with the “if-then-else” explanation of conditional
Risks and concerns
Learning to read and write the new syntax effectively mainly requires internalising two concepts:
- expressions containing
?include an existence check and may short circuit
Noneor another “non-existent” value is an expected input, and the correct handling is to propagate that to the result, then the existence checking operators are likely what you want
Currently, these concepts aren’t explicitly represented at the language level, so it’s a matter of learning to recognise and use the various idiomatic patterns based on conditional expressions and statements.
There’s nothing about
? as a syntactic element that inherently suggests
is not None or
operator.exists. The main current use of
? as a
symbol in Python code is as a trailing suffix in IPython environments to
request help information for the result of the preceding expression.
However, the notion of existence checking really does benefit from a pervasive visual marker that distinguishes it from truth checking, and that calls for a single-character symbolic syntax if we’re going to do it at all.
This proposal takes the currently ad hoc and informal concept of “existence checking” and elevates it to the status of being a syntactic language feature with a clearly defined operator protocol.
In many ways, this should actually reduce the overall conceptual complexity
of the language, as many more expectations will map correctly between truth
bool(expr) and existence checking with
operator.exists(expr) than currently map between truth checking and
existence checking with
expr is not None (or
expr is not NotImplemented
in the context of operand coercion, or the various NaN-checking operations
in mathematical libraries).
As a simple example of the new parallels introduced by this PEP, compare:
all_are_true = all(map(bool, iterable)) at_least_one_is_true = any(map(bool, iterable)) all_exist = all(map(operator.exists, iterable)) at_least_one_exists = any(map(operator.exists, iterable))
Subtleties in chaining existence checking expressions
Similar subtleties arise in chaining existence checking expressions as already exist in chaining logical operators: the behaviour can be surprising if the right hand side of one of the expressions in the chain itself returns a value that doesn’t exist.
As a result,
value = arg1 ?then f(arg1) ?else default() would be dubious for
essentially the same reason that
value = cond and expr1 or expr2 is dubious:
the former will evaluate
as the latter will evaluate
expr1 evaluates to
a boolean context.
Ambiguous interaction with conditional expressions
In the proposal as currently written, the following is a syntax error:
value = f(arg) if arg ?else default
While the following is a valid operation that checks a second condition if the first doesn’t exist rather than merely being false:
value = expr1 if cond1 ?else cond2 else expr2
The expression chaining problem described above means that the argument can be made that the first operation should instead be equivalent to:
value = f(arg) if operator.exists(arg) else default
requiring the second to be written in the arguably clearer form:
value = expr1 if (cond1 ?else cond2) else expr2
Alternatively, the first form could remain a syntax error, and the existence
checking symbol could instead be attached to the
value = expr1 if? cond else expr2
Existence checking in other truth-checking contexts
The truth-checking protocol is currently used in the following syntactic constructs:
- logical conjunction (and-expressions)
- logical disjunction (or-expressions)
- conditional expressions (if-else expressions)
- if statements
- while loops
- filter clauses in comprehensions and generator expressions
In the current PEP, switching from truth-checking with
existence-checking is a matter of substituting in the new keywords,
?else in the appropriate places.
For other truth-checking contexts, it proposes either importing and
operator.exists API, or else continuing with the current idiom
of checking specifically for
expr is not None (or the context appropriate
The simplest possible enhancement in that regard would be to elevate the
exists() API from an operator module function to a new builtin
? existence checking symbol could be supported as a
modifier on the
while keywords to indicate the use of an
existence check rather than a truth check.
However, it isn’t at all clear that the potential consistency benefits gained for either suggestion would justify the additional disruption, so they’ve currently been omitted from the proposal.
Defining expected invariant relations between
The PEP currently leaves the definition of
__bool__ on all existing types
unmodified, which ensures the entire proposal remains backwards compatible,
but results in the following cases where
operator.exists(obj) would return
The main argument for potentially changing these is that it becomes easier to
reason about potential code behaviour if we have a recommended invariant in
place saying that values which indicate they don’t exist in an existence
checking context should also report themselves as being
False in a truth
Failing to define such an invariant would lead to arguably odd outcomes like
float("NaN") ?else 0.0 returning
float("NaN") or 0.0
Arbitrary sentinel objects
This proposal doesn’t attempt to provide syntactic support for the “sentinel
object” idiom, where
None is a permitted explicit value, so a
separate sentinel object is defined to indicate missing values:
_SENTINEL = object() def f(obj=_SENTINEL): return obj if obj is not _SENTINEL else default_value()
This could potentially be supported at the expense of making the existence protocol definition significantly more complex, both to define and to use:
- at the Python layer,
__exists__implementations would return the empty tuple to indicate non-existence, and otherwise return a singleton tuple containing a reference to the object to be used as the result of the existence check
- at the C layer,
tp_existsimplementations would return NULL to indicate non-existence, and otherwise return a PyObject * pointer as the result of the existence check
Given that change, the sentinel object idiom could be rewritten as:
class Maybe: SENTINEL = object() def __init__(self, value): self._result = (value,) is value is not self.SENTINEL else () def __exists__(self): return self._result def f(obj=Maybe.SENTINEL): return Maybe(obj) ?else default_value()
However, I don’t think cases where the 3 proposed standard sentinel values (i.e.
NotImplemented) can’t be used are going to be
anywhere near common enough for the additional protocol complexity and the loss
of symmetry between
__exists__ to be worth it.
The Abstract already gives the gist of the proposal and the Rationale gives some specific examples. If there’s enough interest in the basic idea, then a full specification will need to provide a precise correspondence between the proposed syntactic sugar and the underlying conditional expressions that is sufficient to guide the creation of a reference implementation.
As with PEP 505, actual implementation has been deferred pending in-principle interest in the idea of adding these operators - the implementation isn’t the hard part of these proposals, the hard part is deciding whether or not this is a change where the long term benefits for new and existing Python users outweigh the short term costs involved in the wider ecosystem (including developers of other implementations, language curriculum developers, and authors of other Python related educational material) adjusting to the change.
- Wikipedia: Safe navigation operator (https://en.wikipedia.org/wiki/Safe_navigation_operator)
- Wikipedia: Null coalescing operator (https://en.wikipedia.org/wiki/Null_coalescing_operator)
- FileFormat.info: Unicode Character ‘THERE EXISTS’ (U+2203) (http://www.fileformat.info/info/unicode/char/2203/index.htm)
- python-ideas discussion thread (https://mail.python.org/pipermail/python-ideas/2016-October/043415.html)
- Steven D’Aprano’s critique of the proposal (https://mail.python.org/pipermail/python-ideas/2016-October/043453.html)
- Considering a link to the idea of overloadable Boolean operators (https://mail.python.org/pipermail/python-ideas/2016-October/043447.html)
This document has been placed in the public domain under the terms of the CC0 1.0 license: https://creativecommons.org/publicdomain/zero/1.0/
Last modified: 2022-01-21 11:03:51 GMT